Compliance Monitoring

The monitoring of performance and the investment program's compliance within stated policies and guidelines is a major part of the investment committee's responsibility. This is an area that should receive a fair amount of time and dedication at the committee level. However, it is imperative that any reporting or monitoring tools be concise, focused, and direct, thus allowing committee the ability to navigate vast amounts of information in an efficient manner.

Our quarterly investment performance reports include detailed, customized checklists to ensure that all aspects of the portfolio are in compliance with stated policies and guidelines. This compliance monitoring is presented in a summarized format, intended to highlight quickly any potential violations or "red flags" that committee members and staff need to concern themselves with.